by Jason Jones | Oct 23, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the fifth in our series of articles on the Senior Managers & Certification Regime (SM&CR) that we will be releasing in the run up to the 9 December 2019 commencement date for solo regulated firms. The other articles can be found here: Implementing...
by Jason Jones | Oct 11, 2019 | FCA, Financial Crime, ICSR News
The practical challenges of sanctions and KYC screening in the insurance sector: how to set up an effective and efficient solution Registration closed To meet regulatory expectations and manage business risk most insurance firms will consider using a sanctions and KYC...
by Jason Jones | Sep 3, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the fourth in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated firms. The other articles in this series can be found here:...
by Jason Jones | Jul 31, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the third in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date for solo-regulated firms. The other articles in this series can be found here:...
by Jason Jones | Jun 27, 2019 | FCA, ICSR News, Senior Managers and Certification Regime
This is the second in our series of Senior Mangers & Certification Regime (SM&CR) articles that we will be releasing in the run up to the 9 December 2019 commencement date. Our first article, which was published last month, looked at four fundamental elements...