by Kenneth Underhill | Jan 9, 2025 | Appointed Representatives, Blueprint Two, Brokers, Climate Change, Compliance, Consumer Duty, Digital, Enterprise Risk Management, Environmental Social and Governance, Fair value, FCA, HR, Insurers, IT, Lloyd's, Multi Occupancy Buildings Insurance, Operational Resilience, Operations, Pricing, Product Governance, Prudential Regulation Authority, Risk, Solvency, Vulnerable customers
The latest edition of Horizons, our quarterly report for senior leaders across compliance, risk and regulatory roles within insurance firms is now available. You can download your copy of Horizons here. This edition covers: Introduction The Longer-term Horizon Q4 2024...
by Kenneth Underhill | Nov 20, 2024 | Compliance, Culture, FCA
The Financial Conduct Authority (FCA) has taken a significant step forward in addressing the rising regulatory focus on non-financial misconduct in insurance firms. In October 2024, the FCA published the findings from its non-financial misconduct survey, which was...
by Kenneth Underhill | Nov 15, 2024 | FCA, Operational Resilience, Operational Resilience Assurance, Prudential Regulation Authority
Welcome to the final article of the ICSR Operational Resilience Assurance Week’s series (Follow the conversation on LinkedIn at: #ICSROpResAssuranceWeek) which details what firms need to have in place by the end of March 2025 to be compliant with Operational...
by Kenneth Underhill | Nov 14, 2024 | FCA, Operational Resilience, Operational Resilience Assurance, Prudential Regulation Authority
In today’s interconnected business landscape, outsourcing has become a fundamental aspect of operational strategy, especially within the insurance sector. As firms strive to meet Operational Resilience requirements, it is imperative to ensure that their outsourcing...
by Kenneth Underhill | Nov 13, 2024 | FCA, Operational Resilience, Operational Resilience Assurance, Prudential Regulation Authority
Welcome to the third article in the ICSR Operational Resilience Assurance Week series (Follow the conversation on LinkedIn at: #ICSROpResAssuranceWeek) which explores how assurance reviews can provide firms with confidence that their Operational Resilience measures...
