by Kenneth Underhill | Sep 6, 2024 | Appointed Representatives, Blueprint Two, Brokers, Climate Change, Compliance, Consumer Duty, Digital, Enterprise Risk Management, Environmental Social and Governance, Fair value, FCA, HR, Insurers, IT, Lloyd's, Multi Occupancy Buildings Insurance, Operational Resilience, Operations, Pricing, Product Governance, Prudential Regulation Authority, Risk, Solvency, Vulnerable customers
The latest edition of Horizons, our quarterly report for senior leaders across compliance, risk and regulatory roles within insurance firms is now available. You can download your copy of Horizons here.This edition covers:IntroductionThe Longer-term HorizonQ3 2024...
by Kenneth Underhill | Mar 19, 2024 | Appointed Representatives, Blueprint Two, Brokers, Climate Change, Compliance, Consumer Duty, Culture, Digital, Enterprise Risk Management, Environmental Social and Governance, Fair value, FCA, HR, ICSR News, Insurers, IT, Kenneth Underhill, Lloyd's, Multi Occupancy Buildings Insurance, Operational Resilience, Operations, Pricing, Product Governance, Prudential Regulation Authority, Risk, Solvency, Vulnerable customers
The latest edition of Horizons, our quarterly report for senior leaders across compliance, risk and regulatory roles within insurance firms is now available. This edition covers:IntroductionThe Longer-term HorizonQ1 2024 Issues: GeneralFinancial Services Future...
by Andrew Carrick | Dec 7, 2022 | Appointed Representatives, FCA, ICSR News
8th of December is the deadline by when the FCA is expecting firms which have Appointed Representatives (ARs) and/or Introducer Appointed Representatives (IARs) to have made provision for the new Supervision rule updates (SUP 12 in the Handbook), as set out in their...
by Craig Umbleja | Dec 8, 2021 | Appointed Representatives, Compliance, FCA
The FCA and HM Treasury (HMT) have issued co-ordinated papers on the Appointed Representatives (AR) regime. In what amounts to a root and branch review of the business model and how it is overseen from a legislative and regulatory perspective, both have highlighted...
by Kenneth Underhill | Nov 2, 2021 | Appointed Representatives, Compliance, FCA, ICSR News, Webinars
On 15th November, in conjunction with the Managing General Agents Association, Kenneth Underhill hosted a webinar looking at the current regulatory regime for Appointed Representatives as provided under the Financial Services and Markets Act 2000 (FSMA) and what firms...
