by Craig Umbleja | Oct 19, 2021 | Authorisations, Brexit, FCA, Temporary Permissions Regime
The FCA and PRA have started to provide firms who are in the Temporary Permission Regime (TPR) with “landing slots”. These are 3-month windows by which firms must submit their applications to the regulator(s) in order to become fully authorised. If firms do not submit...
by Kenneth Underhill | May 11, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the process of making authorisation applications to the PRA & FCA. You can download a copy of the slides here. Making Authorisation Applications to the PRA & FCA Date: 11th May 2021Host: Kenneth Underhill...
by Kenneth Underhill | May 5, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the Regulatory Requirements for Firms in the Temporary Permissions Regime. You can download a copy of the slides here. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May 2021Host:...
by Kenneth Underhill | Apr 21, 2021 | Authorisations, Brexit, FCA, Temporary Permissions Regime
Unlike the PRA with dual regulated insurers, the FCA has previously not had a specific approach for the regulation of branches of overseas intermediaries because the only intermediary firms operating in the UK which have not been incorporated here have traded under...
by Kenneth Underhill | Apr 20, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as Kenneth Underhill looks at what is required to obtain direct authorisation in the UK for dual and solo-regulated firms. Making Authorisation Applications to the PRA & FCA Date: 11th May at 11am on ZoomHost: Kenneth Underhill Brexit has led...
by Kenneth Underhill | Apr 15, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Join us for a webinar as we look at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime. Regulatory Requirements for Firms in the Temporary Permissions Regime Date: 5th May at 11am on ZoomHost: Kenneth...
