by Kenneth Underhill | Apr 19, 2024 | FCA, ICSR News, Webinars
Watch Recording – The FCA Business Plan & Strategy 2024/5 – A Look At The Key PointsIn this webinar, Kenneth Underhill and Claire King explore the FCA 2024-5 Business Plan in detail and help firms understand how they need to adapt their approach to...
by Kenneth Underhill | Apr 8, 2024 | FCA, ICSR News, Webinars
The FCA Business Plan sets the regulatory agenda for insurance firms in the coming 12 months. Released on 19th March 2024, the plan sets out the key areas of focus for the next 12 months, the last of its 3 year strategy laid out for 2022-2025. These are: Protecting...
by Kenneth Underhill | Sep 14, 2022 | Compliance, FCA, ICSR News, Product Governance, Webinars
Kenneth Underhill hosted a webinar in conjunction with the Managing General Agents Association on 22nd September, looking at the implications of the FCA’s latest guidance to distributors of products. A recording of this webinar is now available to watch using...
by Kenneth Underhill | Nov 2, 2021 | Appointed Representatives, Compliance, FCA, ICSR News, Webinars
On 15th November, in conjunction with the Managing General Agents Association, Kenneth Underhill hosted a webinar looking at the current regulatory regime for Appointed Representatives as provided under the Financial Services and Markets Act 2000 (FSMA) and what firms...
by Kenneth Underhill | May 26, 2021 | FCA, Governance, Kenneth Underhill, Operational Resilience, Prudential Regulation Authority, Webinars
Watch the recording as Kenneth Underhill looks at the definitions of ‘Impact Tolerances’ and explores how firms should approach setting these across a multitude of scenarios aligned to their Important Business Services. You can download a copy of the slides here....
by Kenneth Underhill | May 11, 2021 | Authorisations, Brexit, FCA, Prudential Regulation Authority, Temporary Permissions Regime, Webinars
Watch the recording as Kenneth Underhill talks about the process of making authorisation applications to the PRA & FCA. You can download a copy of the slides here. Making Authorisation Applications to the PRA & FCA Date: 11th May 2021Host: Kenneth Underhill...
