by Kenneth Underhill | Nov 29, 2022
Review Compliance Framework Controls To Ensure Consumer Duty Effectively Implemented The Client’s NeedsThe client is an insurer which distributes volume consumer lines products, primarily through delegated underwriting arrangements. It is very focussed on ensuring all...
by Kenneth Underhill | Nov 29, 2022
Assisting with Compliance Framework Development for UK Branch The Client’s Needs The client is an insurance company based in Europe. It was applying for authorisation in the UK in order to open a branch to underwrite risks in the UK and was required to comply with the...
by Kenneth Underhill | Nov 29, 2022
Providing Compliance Support To Assist The Clients Operationalisation of its UK Branch The Client’s Needs The client is a Swiss/Liechtenstein based insurer and had applied for authorisation to operate a UK branch, underwriting and distributing specialty lines...
