Watch the recording as Kenneth Underhill talks about the Regulatory Requirements for Firms in the Temporary Permissions Regime.
You can download a copy of the slides here.
Regulatory Requirements for Firms in the Temporary Permissions Regime
Date: 5th May 2021
Host: Kenneth Underhill
Kenneth Underhill looks at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime with a specific focus on the position for solo and dual regulated firms and the main regulatory obligations that all firms in the TPR must adhere to. He covers:
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- An outline of the approach by the two UK regulators to Internationals Firms in the TPR; and
- A look at the specific issues that apply to solo and dual regulated firms
