Join us for a webinar as we look at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime.
Regulatory Requirements for Firms in the Temporary Permissions Regime
Date: 5th May at 11am on Zoom
Host: Kenneth Underhill
In this webinar, Kenneth Underhill will look at the regulations that apply to International Firms who have been accepted into the Temporary Permissions Regime. The webinar will cover the position for solo and dual regulated firms and cover the main regulatory obligations that all firms in the TPR must adhere to. Delegates will be provided with:
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- An outline of the approach by the two UK regulators to Internationals Firms in the TPR; and
- A look at the specific issues that apply to solo and dual regulated firms
